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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Castle is a financial advisor with Raymond James Financial Services Advisors, Inc., a firm with over 5,000 licensed agents and $344 billion in assets under management. Douglas Castle has been in the financial services industry since 2014 and has held positions with several firms including JPMorgan Securities LLC and Northwestern Mutual Investment Services, LLC. Douglas Castle offers a range of services including financial planning, portfolio management, and educational seminars. Douglas Castle is a Certified Financial Planner and holds the Series 7, 6, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MT
10/06/2023 - Present
Raymond James Financial Services Advisors, Inc. (Bozeman MT)
MT
07/09/2020 - 08/22/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOZEMAN MT)
OK
02/24/2017 - 08/16/2017
J.P. MORGAN SECURITIES LLC (TULSA OK)
OK
06/29/2015 - 01/23/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TULSA OK)
BOTH
Issued 07/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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