Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Baim is a financial advisor at LPL Financial LLC in YORKTOWN, IN. Douglas has been a registered representative in the securities industry since 1997. Douglas is also registered as an investment advisor representative in Indiana. Douglas holds the Series 6, Series 26, and Series 63 securities licenses and has completed the SIE exam. Douglas's firm, LPL Financial LLC, is a large broker-dealer that offers a wide range of financial services, including investment advice, financial planning, and retirement planning. LPL Financial LLC is one of the largest independent broker-dealers in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IN
05/18/2010 - Present
LPL Financial LLC (YORKTOWN IN)
IN
03/24/1997 - 05/18/2010
CAPITAL ANALYSTS, INCORPORATED (YORKTOWN IN)
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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