Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Eduardo Bermudez is a financial advisor registered in California, Texas, Utah and Wisconsin. Douglas is a registered representative of Wellth Advisory Services, LLC and is also a registered investment advisor. He is a seasoned financial professional with over 20 years of experience in the industry. Douglas has a diverse background, having worked with various firms including Wells Fargo Clearing Services, LLC, Wells Fargo Insurance Services Investment Advisors, Inc., MML Investors Services, Inc. and New England Securities. Douglas specializes in financial planning, pension consulting, educational seminars, and selection of other advisers. He is committed to providing personalized investment advice and guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
07/18/2024 - Present
Wellth Advisory Services, LLC (SHOREWOOD IL)
CA
11/14/2012 - 06/12/2019
WELLS FARGO CLEARING SERVICES, LLC (ROLLING HILLS ESTATES CA)
CA
01/22/2010 - 10/01/2012
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (TORRANCE CA)
CA
07/16/2007 - 12/31/2009
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (TORRANCE CA)
CA
04/05/2002 - 07/23/2007
MML INVESTORS SERVICES, INC. (WOODLANDS HILLS CA)
NY
10/01/1999 - 09/25/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
10/15/1998 - 06/16/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CO
11/04/1997 - 10/21/1998
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 03/15/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Bermudez is the right advisor for you? Invested Better is here to help.
