Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Walter is a financial advisor with over 30 years of experience in the industry. Douglas is registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Douglas provides financial advice to individuals, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations. Douglas is committed to providing his clients with personalized financial planning and investment management services. Douglas has earned the Series 6, 7 and 63 securities licenses and the SIE exam. He is also a registered investment advisor representative in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
04/20/2016 - Present
Kestra Advisory Services, LLC (Galion OH)
NJ
08/08/1988 - 03/25/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
08/08/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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