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Douglas E Mehne

Umergence LLC

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About Douglas E Mehne

Douglas Mehne is a financial advisor with over 10 years of experience in the financial services industry. Douglas currently holds a Series 7, 24, and 63 license and has been with Umergence LLC since February 2021. Prior to joining Umergence LLC, Douglas worked at BNY Mellon Capital Markets, LLC, Bonndesk Trading LLC, and State Street Global Markets, LLC.

Firm Information

Douglas Mehne is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Mehne’s Registration & Firm History

CT

02/10/2021 - Present

Umergence LLC (PLANTSVILLE CT)

MA

03/28/2013 - 03/01/2019

BNY MELLON CAPITAL MARKETS, LLC (BOSTON MA)

NY

11/13/2012 - 02/19/2013

BONDDESK TRADING LLC (NEW YORK NY)

MA

10/26/2005 - 12/15/2010

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 11/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas E Mehne.
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