linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Douglas E Dunne

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Douglas? Claim Your Profile

About Douglas E Dunne

Douglas Dunne is a financial advisor with The Leaders Group, Inc., a firm that specializes in providing financial services to individuals and families. Douglas has over 25 years of experience in the financial services industry. He is registered with FINRA and the state of New York. Douglas has held previous positions at firms such as Wells Fargo Clearing Services, LLC, Pruco Securities, LLC., Morgan Stanley, and Citigroup Global Markets Inc. Douglas holds a Series 7 and Series 63 license.

Firm Information

Douglas Dunne is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Douglas Dunne’s Registration & Firm History

CO

09/25/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

03/29/2016 - 11/15/2019

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NJ

07/31/2014 - 03/11/2016

PRUCO SECURITIES, LLC. (NEWARK NJ)

CO

02/19/2013 - 07/08/2014

THE LEADERS GROUP, INC. (LITTLETON CO)

NY

06/01/2009 - 02/07/2013

MORGAN STANLEY (PURCHASE NY)

NY

02/07/2005 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

02/05/1999 - 01/04/2005

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NA

01/12/1999 - 01/22/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

NA

01/12/1999 - 01/22/1999

IDS LIFE INSURANCE COMPANY

MN

08/11/1997 - 01/22/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/11/1997 - 01/22/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

02/26/1992 - 02/01/1994

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

Not sure if Douglas E Dunne is right for you?

Licenses & Designations

BC

Issued 08/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas E Dunne.
Not sure if Douglas E Dunne is right for you?