Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Duvall Rivelli is a financial professional with over 20 years of experience in the industry. Douglas is currently registered with Anos Capital, LLC, a firm that provides portfolio transition management services. Douglas has experience with a variety of firms, including Jonestrading, Auerbach Grayson & Company LLC, ATM, Cowen Capital LLC, and Cowen and Company. Douglas has held principal and product-related roles, and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Portfolio transition management services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees based on transition accounts-item 10 in brochure
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2
NY
07/09/2019 - Present
Anos Capital, LLC (NEW YORK NY)
CT
06/30/2017 - 10/25/2017
JONESTRADING (COS COB CT)
NY
06/02/2015 - 07/21/2017
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
NY
05/02/2012 - 02/13/2013
ATM (NEW YORK NY)
NY
03/09/2012 - 02/13/2013
COWEN CAPITAL LLC (NEW YORK NY)
NY
04/11/2011 - 02/13/2013
COWEN AND COMPANY (NEW YORK NY)
CT
01/28/2009 - 01/03/2011
PRAGMA SECURITIES LLC (GREENWICH CT)
CT
01/28/2003 - 01/03/2011
WEEDEN & CO.L.P. (GREENWICH CT)
MA
05/30/2000 - 02/10/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
08/14/1998 - 05/04/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
04/18/1996 - 07/23/1998
STANDISH FUND DISTRIBUTORS, L.P. (BOSTON MA)
RI
09/16/1993 - 03/22/1996
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
MN
10/04/1991 - 11/05/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/04/1991 - 11/05/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1996
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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