Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Duane Nelson is an investment advisor representative who is registered with LPL Financial LLC. He has been in the financial industry since 2003. Douglas Duane Nelson has licenses to practice in Arizona, California, Georgia, Idaho, Nevada, North Dakota, Tennessee, Texas and Washington. Douglas Duane Nelson is also a Registered Investment Advisor in Nevada and Texas. Douglas Duane Nelson has experience with individual investors, corporations and other businesses, high net worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
05/08/2023 - Present
LPL Financial LLC (PAHRUMP NV)
CA
07/09/2018 - 10/25/2022
KINGSWOOD CAPITAL PARTNERS, LLC (Irvine CA)
CA
01/02/2003 - 06/21/2018
WADDELL & REED (SHERMAN OAKS CA)
BOTH
Issued 02/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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