Invested Better
Unclaimed

Unclaimed

Unclaimed

Douglas Duane Bennett

Nations Financial Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Douglas? Claim Your Profile

About Douglas Duane Bennett

Douglas Duane Bennett is an Investment Advisor Representative at Nations Financial Group, Inc., working with individuals, businesses, pension plans, and charitable organizations. Douglas has been in the industry since 1988. Prior to working with Nations Financial Group, Inc., Douglas Bennett worked at Berthel, Fisher & Company Financial Services, Inc., Offerman & Company, and First American National Securities, Inc.

Firm Information

Douglas Bennett is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Douglas Bennett’s Registration & Firm History

KS

02/27/2023 - Present

Nations Financial Group, Inc. (LAWRENCE KS)

KS

11/01/1993 - 08/16/2010

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (LAWRENCE KS)

MN

01/16/1991 - 11/05/1993

OFFERMAN & COMPANY (MINNEAPOLIS MN)

GA

09/14/1988 - 01/31/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

Not sure if Douglas Duane Bennett is right for you?

Licenses & Designations

BOTH

Issued 02/01/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/13/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1991

Series 7 - General Securities Representative Examination

BC

Issued 09/13/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Duane Bennett.
Not sure if Douglas Duane Bennett is right for you?