Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Donaldson Moyer is a financial advisor with over 40 years of experience in the industry. Douglas is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2023. Prior to that, Douglas was with UBS Financial Services Inc. from 2015 to 2023 and Wells Fargo Advisors, LLC from 2003 to 2015. Douglas is a highly experienced and knowledgeable financial advisor and is committed to providing his clients with the highest level of service. He has a strong track record of success and is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/26/2023 - Present
Wells Fargo Clearing Services, LLC (GILBERT AZ)
AZ
09/24/2015 - 02/06/2023
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
07/01/2003 - 10/02/2015
WELLS FARGO ADVISORS, LLC (MESA AZ)
NY
05/17/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/29/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC.
NY
07/20/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/30/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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