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Douglas Depaul Dendy

National Financial Services LLC

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About Douglas Depaul Dendy

Douglas Dendy is a financial advisor with National Financial Services LLC. Douglas is registered with FINRA and is Series 7TO, SIE and Series 66 qualified. Douglas has been working in the financial services industry since 2022. Douglas was previously registered with FIDELITY BROKERAGE SERVICES LLC.

Firm Information

Douglas Dendy is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Dendy’s Registration & Firm History

TX

01/16/2024 - Present

National Financial Services LLC (WESTLAKE TX)

TX

11/28/2022 - 04/05/2023

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 01/06/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Depaul Dendy.
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