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Douglas Dennis Psick

Mutual OF America Securities LLC

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About Douglas Dennis Psick

Douglas Dennis Psick has been in the financial services industry since March 7, 2000 and is currently registered with Mutual Of America Securities LLC. Douglas has worked with a number of firms during his career, including Mutual Of America Life Insurance Company, TCF Investments, Inc., NYLIFE Securities Inc., and Lutheran Brotherhood Securities Corp. Douglas holds a Series 6, Series 7, Series 63, and Series 99TO licenses and is registered in the states of Illinois, Indiana, Iowa, Michigan, Minnesota, North Dakota, Ohio, South Dakota, and Wisconsin.

Firm Information

Douglas Psick is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Psick’s Registration & Firm History

RI

08/17/2004 - Present

Mutual OF America Securities LLC (Providence RI)

MN

08/17/2004 - 11/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (BLOOMINGTON MN)

MN

08/01/2002 - 07/13/2004

TCF INVESTMENTS, INC. (MINNEAPOLIS MN)

NY

03/09/2000 - 08/02/2002

NYLIFE SECURITIES INC. (NEW YORK NY)

MN

01/06/2000 - 02/09/2000

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2002

Series 7 - General Securities Representative Examination

BC

Issued 01/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Dennis Psick.
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