Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas David Moffitt is a registered representative with Harbor View Advisors, LLC. Douglas holds licenses including Series 3, 7, 8, 24, 63, 65, 79TO, and SIE and has been in the industry since 1985. Douglas has previous experience with Goldman, Sachs & Co. and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/28/2023 - Present
Harbor View Advisors, LLC (NEPTUNE BEACH FL)
NY
05/15/1996 - 10/27/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/22/1985 - 04/25/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 09/05/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/15/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/17/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/28/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/15/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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