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Douglas David Horne

Alphastar Capital Management

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About Douglas David Horne

Douglas David Horne is a registered investment advisor representative with Alphastar Capital Management. Douglas has been in the industry since 1993. Douglas holds Series 6, 7, 24, 51, and 66 securities licenses. Douglas is registered with the state of Texas. Previously, Douglas has worked for Edward Jones, FFP Securities, and Lutheran Brotherhood Securities Corp. Douglas is currently an independent insurance agent and provides insurance sales for Aspen Wealth Management.

Firm Information

Douglas Horne is currently registered with Alphastar Capital Management. Alphastar Capital Management, based in Cornelius, NC, is an investment advisor with over $1 billion in assets under management. They provide financial planning, pension consulting, and portfolio management services for individuals, corporations, high-net-worth individuals, and pension and profit-sharing plans. They also offer sub-advisory services and selection of other advisors.
Alphastar Capital Management

19600 WEST CATAWBA AVENUE

CORNELIUS, NC 28031

$1.15B

Assets Under Management

71

Total Clients

94

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Horne’s Registration & Firm History

NC

08/09/2021 - Present

Alphastar Capital Management (CORNELIUS NC)

TX

06/06/2000 - 04/12/2006

FFP SECURITIES, INC. (HOUSTON TX)

MO

04/18/2000 - 06/21/2000

EDWARD JONES (ST. LOUIS MO)

MN

06/22/1993 - 04/18/2000

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/27/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/25/2000

Series 24 - General Securities Principal Examination

BC

Issued 11/09/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/21/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Douglas David Horne.
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