Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Doughty is a financial professional with over 20 years of experience in the industry. Douglas is currently registered with M Holdings Securities, Inc. in Houston, TX. Douglas has held previous positions with NFP Securities, Inc., American General Equity Services Corporation, Pacific Select Distributors, Inc. and Mutual Service Corporation. Douglas is a Series 6 and Series 63 licensed representative and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/02/2013 - Present
M Holdings Securities, Inc. (HOUSTON TX)
TX
03/05/2010 - 12/05/2013
NFP SECURITIES, INC. (HOUSTON TX)
TX
09/03/2008 - 07/08/2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
TX
04/06/2005 - 03/28/2008
PACIFIC SELECT DISTRIBUTORS, INC. (THE WOODLANDS TX)
MA
01/07/2004 - 12/31/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
06/24/2002 - 12/31/2003
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
05/18/1999 - 06/18/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 05/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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