Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Craig Horlick is a financial advisor at BCW Securities LLC. Douglas has been in the industry since August 2, 2010. Douglas is registered in Connecticut and New York. Douglas has passed the Series 7, Series 24, Series 3, Series 9, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/03/2020 - Present
BCW Securities LLC (WESTPORT CT)
NY
12/23/2009 - 10/06/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/07/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/03/2005 - 12/07/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/06/2004 - 06/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1993
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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