Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Craig Borstel is a financial advisor with Thrivent Investment Management Inc. Douglas has been in the industry since July 1, 2008. Douglas has a Series 6, Series 7, Series 63, and Series 66 licenses. Douglas is registered with the state of California and Texas. Douglas provides financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/20/2016 - Present
Thrivent Investment Management Inc. (Torrance CA)
CA
07/11/2007 - 03/11/2008
FARMERS FINANCIAL SOLUTIONS, LLC (TORRANCE CA)
BOTH
Issued 05/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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