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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ballard is a financial advisor with Equitable Advisors, LLC. Douglas has been in the industry since November 9, 2000. Douglas has a Series 7 and Series 66 license and is registered in Delaware, Florida, Georgia, New Jersey, New York, Pennsylvania and Texas. Douglas has been with Equitable Advisors, LLC since January 2004. Prior to joining Equitable Advisors, LLC, Douglas worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Douglas specializes in financial planning, portfolio management, and pension consulting. Douglas is also a head coach for the Wall Soccer Club in Wall Township, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
12/06/2022 - Present
Equitable Advisors, LLC (WALL NJ)
NY
04/26/2002 - 01/02/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
04/10/2001 - 07/30/2001
CASIMIR CAPITAL L.P. (GREENWICH CT)
NY
12/07/1999 - 02/21/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 05/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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