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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Clay Arthur is a financial advisor with LPL Financial LLC, a well-established firm headquartered in Fort Mill, South Carolina. Douglas has been a financial advisor since June 5, 2000, and has a history of working with firms such as Ameriprise Financial Services, LLC and Infinex Investments, Inc. Douglas has a diverse background in the industry, with experience in financial planning, portfolio management, and consulting. Douglas has a strong commitment to providing personalized financial advice to individuals, families, and businesses. Douglas is registered in several states, including Virginia, Texas, California, Florida, Maryland, and Illinois, demonstrating a strong national presence. Douglas is available to serve a wide range of client needs, including investment management, retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
03/30/2020 - Present
LPL Financial LLC (STRASBURG VA)
VA
08/31/2015 - 04/07/2020
AMERIPRISE FINANCIAL SERVICES, LLC (WINCHESTER VA)
VA
10/21/2009 - 09/09/2015
LPL FINANCIAL LLC (STRASBURG VA)
VA
06/01/2008 - 11/03/2009
INFINEX INVESTMENTS, INC. (STRASBURG VA)
VA
12/15/2003 - 06/01/2008
BI INVESTMENTS, LLC (STRASBURG VA)
MN
07/01/2003 - 12/18/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
02/01/2001 - 07/01/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
06/05/2000 - 01/30/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 04/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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