Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Clark Radcliffe has been a Registered Representative in the securities industry since May 21, 1988. Radcliffe is currently registered with MML Investors Services, LLC, a broker-dealer based in Springfield, MA. Radcliffe is also registered as an Investment Advisor Representative in Texas. Before joining MML Investors Services, LLC, Radcliffe was previously registered with MSI Financial Services, Inc. and New England Securities. Radcliffe has a total of 5 approved state registrations and 1 approved IA state registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
03/25/2017 - Present
MML Investors Services, LLC (San Antonio TX)
TX
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
TX
10/24/1990 - 01/02/2015
NEW ENGLAND SECURITIES (SAN ANTONIO TX)
NY
11/03/1988 - 11/29/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/03/1988 - 11/29/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
03/18/1988 - 08/29/1988
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 10/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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