Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hall is a financial advisor at United Planners' Financial Services of America. Douglas has over 27 years of experience in the financial services industry. Douglas holds multiple licenses and certifications, including Series 4, 6, 7, 14, 24, 52, 53, 63, 65, and 66. Douglas has previously worked with Independent Financial Group, LLC and H.D. Vest Investment Services. Douglas specializes in financial planning, portfolio management, and pension consulting.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/27/2024 - Present
United Planners' Financial Services OF America A Limited Partner (San Diego CA)
CA
08/06/2018 - 08/31/2023
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
AZ
05/08/2007 - 07/27/2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
TX
04/14/2005 - 05/07/2007
H.D. VEST INVESTMENT SERVICES (IRVING TX)
AZ
03/22/2001 - 03/31/2005
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
AZ
05/21/1996 - 03/09/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
OH
04/26/1995 - 03/12/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BOTH
Issued 10/01/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/28/2002
Series 4 - Registered Options Principal Examination
BC
Issued 09/14/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Hall is the right advisor for you? Invested Better is here to help.
