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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Christopher Brown is a registered Investment Advisor Representative with WT Wealth Management, LLC in Scottsdale, Arizona. Douglas Brown has been in the financial services industry since 2000 and has been with WT Wealth Management, LLC since 2023. Previously, Douglas Brown worked with Money Concepts Capital Corp, Northern Trust Securities, Inc, BOSC, Inc, ING Investments Distributor, LLC, ING Funds Distributor, LLC, and TD Waterhouse Investor Services, Inc. Douglas Brown has passed the Series 63, 65, and 66 exams and holds the Series 7 and SIE licenses. Douglas Brown specializes in providing financial planning and investment management services to individuals, high-net-worth individuals, charitable organizations, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Variable annuities
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for educational seminars
1
2
AZ
02/23/2024 - Present
WT Wealth Management, LLC (SCOTTSDALE AZ)
AZ
07/20/2022 - 06/28/2023
MONEY CONCEPTS CAPITAL CORP (Scottsdale AZ)
IL
07/02/2015 - 07/21/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
AZ
12/12/2011 - 07/01/2015
BOSC, INC. (SCOTTSDALE AZ)
AZ
11/11/2008 - 10/04/2011
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
AZ
11/01/2004 - 10/24/2008
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
NE
01/02/2000 - 11/03/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 05/02/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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