Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Adams is a registered representative with Loop Capital Markets LLC. Douglas has been in the securities industry since 2017 and has a Series 63, Series 50, SIE, Series 79, and Series 52. Douglas was previously registered with PNC Capital Markets LLC and Citigroup Global Markets Inc. Douglas specializes in transition management services and equity research services and has been working with municipal governments for more than 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
GA
07/09/2024 - Present
Loop Capital Markets LLC (ATLANTA GA)
PA
06/19/2019 - 06/17/2022
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
PA
08/29/2017 - 05/20/2019
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
BC
Issued 07/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2022
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/29/2017
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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