Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Greenwood is a financial advisor currently registered with Pickwick Capital Partners, LLC. Douglas has over 35 years of experience in the financial services industry. Douglas is a Series 7, 24, 50, 52TO, 54, 63, 65, 79TO and 99TO licensed advisor. Douglas has previously been registered with Academy Securities, Inc., Trautman Wasserman & Company, Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Advest, Inc., Wurzburger, Morrow & Keough, Inc., and Bartow, Greenwood & Company, Inc. Douglas has worked in the industry since 1985.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2007 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
09/30/2009 - 12/26/2018
ACADEMY SECURITIES, INC. (New York NY)
NY
04/14/2000 - 12/19/2005
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
MD
09/01/1997 - 04/17/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
12/21/1987 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
10/09/1985 - 01/23/1988
ADVEST, INC.
NA
04/24/1984 - 10/18/1985
WURZBURGER, MORROW & KEOUGH, INC.
NA
12/13/1983 - 11/01/1984
BARTOW, GREENWOOD & COMPANY, INC.
BC
Issued 04/12/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 11/03/1982
Series 24 - General Securities Principal Examination
BC
Issued 05/17/1982
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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