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Douglas Charles Lamb

Cova Capital Partners LLC

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About Douglas Charles Lamb

Douglas Lamb is a financial professional with over 25 years of experience in the industry. Douglas is currently registered with Cova Capital Partners LLC in New York and is also licensed in Florida and Ohio. Prior to joining Cova Capital Partners LLC, Douglas was employed at various firms including Financial America Securities, Inc., Hennion & Walsh, Inc., Fintegra, LLC, SMH Capital Inc., Ryan Beck & Co., Ladenburg, Thalmann & Co., Inc., Mesirow Financial, Inc. and Rodman & Renshaw Inc. Douglas has a strong background in securities and has held several positions in the industry.

Firm Information

Douglas Lamb is currently registered with Cova Capital Partners LLC. Cova Capital Partners LLC is a Limited Liability Company formed on June 15, 2000. The firm is registered in 41 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Lamb’s Registration & Firm History

NY

12/06/2016 - Present

Cova Capital Partners LLC (SYOSSET NY)

OH

01/13/2014 - 12/31/2015

FINANCIAL AMERICA SECURITIES, INC. (CLEVELAND OH)

OH

09/24/2012 - 01/07/2014

HENNION & WALSH, INC. (BEACHWOOD OH)

OH

03/02/2009 - 08/31/2012

FINTEGRA, LLC (MAYFIELD HEIGHTS OH)

OH

12/01/2005 - 03/02/2009

SMH CAPITAL INC. (BEACHWOOD OH)

NJ

02/06/2003 - 12/13/2005

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

04/11/1997 - 02/04/2003

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

IL

09/25/1995 - 04/11/1997

MESIROW FINANCIAL, INC. (CHICAGO IL)

IL

04/28/1995 - 09/25/1995

RODMAN & RENSHAW INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Douglas Charles Lamb. Review regulatory record here.
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