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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Charles Houtz is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Douglas has been in the securities industry since 1989 and has worked for various firms, including Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Douglas has a broad range of experience and expertise in the financial industry, including financial planning, portfolio management, and securities trading. Douglas is registered to provide investment advisory services in Montana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
08/08/2019 - Present
Stifel, Nicolaus & Company, Inc. (KALISPELL MT)
MT
06/01/2009 - 12/03/2010
MORGAN STANLEY SMITH BARNEY (KALISPELL MT)
MT
05/28/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KALISPELL MT)
OK
09/26/1995 - 05/28/1999
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
CA
01/05/1993 - 09/13/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
OR
06/16/1989 - 12/31/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IA
Issued 05/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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