Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Heske is a registered Investment Advisor Representative with Newday. Douglas has been in the securities industry since 1986. Douglas has a history of working with Stifel, Nicolaus & Company, Incorporated and Stone & Youngberg LLC. Douglas currently resides in Tiburon, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
06/28/2016 - Present
Newday (SOUTHBURY CT)
CA
11/02/2011 - 02/25/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
12/02/2011 - 06/13/2012
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
04/05/2011 - 11/03/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
04/07/2004 - 04/15/2011
NOLLENBERGER CAPITAL PARTNERS INC. (SAN FRANCISCO CA)
CA
02/11/2011 - 04/11/2011
STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)
MN
04/26/1991 - 04/22/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MO
09/04/1990 - 05/01/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/30/1986 - 09/04/1990
BOETTCHER & COMPANY, INC.
IA
Issued 04/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/24/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/25/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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