Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Charles Erlacher is an active investment advisor representative in the state of Wisconsin. Douglas Charles Erlacher has been in the industry since 1990 and is currently registered with Wells Fargo Clearing Services, LLC. Douglas Charles Erlacher has held prior registrations with WELLS FARGO INVESTMENTS, LLC, MORGAN STANLEY DW INC. and ROBERT W. BAIRD & CO. INCORPORATED. Douglas Charles Erlacher has a total of 6 approved SRO registrations, 1 approved FINRA registrations, 15 approved state registrations, and 3 approved IA state registrations. Douglas Charles Erlacher has passed the Series 63, Series 65, Series 7, Series 9, Series 10, Series 31 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (MILWAUKEE WI)
WI
09/03/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MILWAUKEE WI)
NY
08/28/1991 - 09/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
10/20/1987 - 03/28/1989
ROBERT W. BAIRD & CO. INCORPORATED
IA
Issued 07/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Erlacher is the right advisor for you? Invested Better is here to help.
