Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Davey is a financial advisor with Vanguard Marketing Corp. Douglas is a registered representative and has been in the industry since January 5, 2009. He is registered in Arizona and holds Series 63, 7, and 24 licenses. He also holds the SIE exam. He is a former employee of Charles Schwab & Co., Inc. Douglas Davey has one branch office location in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
11/23/2010 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
01/05/2009 - 11/26/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BC
Issued 12/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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