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Douglas Charles Bennington

R. Seelaus & CO., LLC

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About Douglas Charles Bennington

Douglas Charles Bennington is a financial advisor in Chatham, NJ. Douglas has been a registered representative for over 40 years and has a deep understanding of the financial markets. Douglas currently works at R. Seelaus & CO., LLC. Previously, Douglas worked at firms such as Jefferies LLC, Broadpoint Capital, Inc. and CIBC World Markets Corp. Douglas holds Series 3, 7, 52TO and SIE licenses. Douglas is registered in both New Jersey and Vermont.

Firm Information

Douglas Bennington is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Bennington’s Registration & Firm History

NJ

10/26/2022 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NJ

03/27/2009 - 01/19/2022

JEFFERIES LLC (Summit NJ)

NY

09/14/2007 - 03/27/2009

DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)

NY

08/07/2003 - 09/18/2007

BROADPOINT CAPITAL, INC. (NEW YORK NY)

NY

02/07/2001 - 08/19/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NJ

02/12/1996 - 01/09/2001

WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. (MORRISTOWN NJ)

NJ

02/16/1990 - 02/28/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

07/19/1983 - 02/06/1990

DREXEL BURNHAM LAMBERT INCORPORATED

NA

07/22/1982 - 07/20/1983

ROTAN MOSLE INC.

NA

05/06/1982 - 06/01/1982

ROTAN MOSLE INC.

NA

08/18/1980 - 04/13/1982

GEO. B. GIBBONS & CO., INC.

NA

04/25/1978 - 09/07/1980

HERBERT J. SIMS & CO. INC.

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Licenses & Designations

BC

Issued 07/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1985

Series 3 - National Commodity Futures Examination

BC

Issued 04/15/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Charles Bennington.
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