Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Chad Cap is a financial advisor with LPL Financial LLC. Douglas has been in the industry since 2008 and has experience working with various insurance carriers, investment management firms, and business entities. Douglas holds Series 7, Series 63, and Series 66 licenses. Douglas is registered to provide investment advice in Arizona, California, District of Columbia, Iowa, Minnesota, Missouri, Nebraska, and Texas. Douglas specializes in providing financial planning, investment advice, and other non-discretionary advisory services. Douglas previously worked with Waddell & Reed, Inc. and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
07/21/2021 - Present
LPL Financial LLC (OMAHA NE)
NE
04/28/2015 - 07/21/2021
WADDELL & REED (OMAHA NE)
NE
06/16/2008 - 10/14/2014
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 04/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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