Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Cornett is a financial advisor currently working with Citizens JMP Securities, LLC. Douglas has been working in the financial services industry for over 13 years and has a Series 63, SIE, Series 79, and Series 62 license. Douglas is licensed to provide advisory services in New York. Prior to joining Citizens JMP Securities, LLC, Douglas was employed by Citizens Capital Markets, Citizens Securities, Inc., CIBC World Markets Corp., and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2023 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (NEW YORK NY)
NY
03/23/2015 - 05/16/2016
CITIZENS SECURITIES, INC. (NEW YORK NY)
NY
04/13/2009 - 06/06/2011
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/14/2008 - 01/16/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/09/2006 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 07/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/07/2006
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Cornett is the right advisor for you? Invested Better is here to help.
