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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Carl Van dyke has been a financial advisor since 1993. Douglas has served as a Registered Representative for Cambridge Investment Research Advisors, Inc. since December 2022, and previously served as a Registered Representative for Cantella & Co., Inc. Douglas is also a Board Member for TKOP Investment LLC. Douglas has been registered in 15 states and has passed the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the General Securities Representative Examination, the Futures Managed Funds Examination, and the Securities Industry Essentials Examination. Douglas specializes in financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
12/13/2022 - Present
Cambridge Investment Research Advisors, Inc. (Elk Grove CA)
CA
09/17/2003 - 12/09/2022
CANTELLA & CO., INC. (ELK GROVE CA)
MO
07/01/2003 - 08/15/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/29/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/29/1993 - 11/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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