Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ruby has been in the financial services industry since 1987. He is currently registered with Osaic Wealth, Inc. in Visalia, CA. Douglas is a financial advisor with experience in providing financial planning, portfolio management, and retirement planning services. He has been licensed with various firms throughout his career, including Woodbury Financial Services, Inc. and Princor Financial Services Corporation. Douglas has earned the Series 6, 63, 22, and SIE licenses, demonstrating his commitment to staying current with the latest industry knowledge and regulations. Douglas is a Chartered Financial Consultant and actively serves clients across various states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (VISALIA CA)
CA
09/03/1987 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (VISALIA CA)
NA
05/22/1987 - 08/17/1987
PRINCOR FINANCIAL SERVICES CORPORATION
BC
Issued 03/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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