Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Boggie is an investment advisor representative associated with Ameriprise Financial Services, LLC. Douglas has been in the securities industry since 1982. Douglas has licenses in several states, including North Carolina, Texas, Florida, Georgia, Illinois, Indiana, Maryland, Minnesota, New York, South Carolina, and Tennessee. Douglas has been registered with Ameriprise Financial Services, LLC since 2016. Douglas has previously been registered with Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, J.C. Bradford & Co., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and The Robinson-Humphrey Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/04/2016 - Present
Ameriprise Financial Services, LLC (RALEIGH NC)
NC
04/26/2006 - 11/10/2016
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
02/21/2006 - 05/12/2006
CITIGROUP GLOBAL MARKETS INC. (RALEIGH NC)
MD
03/01/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/10/1989 - 03/02/1995
J.C. BRADFORD & CO. (NEW YORK NY)
NA
04/11/1988 - 03/30/1989
SHEARSON LEHMAN HUTTON INC.
NA
09/11/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/24/1982 - 09/28/1987
THE ROBINSON-HUMPHREY COMPANY INC.
IA
Issued 12/13/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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