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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ritchie is a financial advisor with over 30 years of experience in the industry. Douglas Ritchie is currently registered with Osaic Wealth, Inc. and has been with the firm since June 2024. Before that, Douglas Ritchie was with Securities America, Inc., where Douglas Ritchie served as an advisor from November 2020 to June 2024. Douglas Ritchie also has experience with KMS Financial Services, Inc. and Merrill Lynch. Douglas Ritchie holds Series 7, 9, 10, 31, 63, and 65 licenses. Douglas Ritchie provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (Seattle WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Seattle WA)
WA
08/17/2005 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Seattle WA)
NY
11/07/2003 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/13/1999 - 11/26/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/11/1991 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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