Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lake is a registered investment advisor representative with Cetera Investment Advisers LLC. Douglas has been in the securities industry since January 21, 1986. Douglas has passed the Series 6, Series 7, Series 24, Series 26, Series 63, and Series 66 exams. Douglas is registered with the following states: Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Iowa, Kansas, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Vermont, and Virginia. Douglas is also a member of the Finance Committee for Saints Peters & Paul Church and a Director and Board Member of the Kiwanis Foundations of Hicksville.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
03/31/2021 - Present
Cetera Investment Advisers LLC (ISELINE NJ)
NY
01/22/1986 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/06/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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