linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Douglas Buckley

KKR Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Douglas? Claim Your Profile

About Douglas Buckley

Douglas Buckley is a financial advisor with KKR Capital Markets LLC. Douglas has been working in the financial services industry since June 4, 2010. Douglas is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, Series 31, and SIE licensed professional. Douglas is registered in 53 states and is currently licensed in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Douglas Buckley is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Douglas Buckley’s Registration & Firm History

NY

06/15/2022 - Present

KKR Capital Markets LLC (New York NY)

NY

11/20/2018 - 05/25/2022

CION SECURITIES, LLC (NEW YORK NY)

TN

06/25/2014 - 11/16/2018

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)

NY

11/07/2011 - 11/16/2018

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

TN

10/07/2011 - 10/27/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)

NY

04/05/2010 - 09/09/2011

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

Not sure if Douglas Buckley is right for you?

Licenses & Designations

BOTH

Issued 05/04/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2014

Series 31 - Futures Managed Funds Examination

BC

Issued 04/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Buckley.
Not sure if Douglas Buckley is right for you?