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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Buchanan Yauger is a financial advisor at Ameriprise Financial Services, LLC, and has been in the industry since 2008. Douglas is registered in Texas and has a Series 7, Series 24, Series 52TO, Series 53, and Series 63 licenses. Douglas has previously worked at Investment Professionals, Inc., Capnet Securities Corporation, and Institutional Capital Management, Inc. Douglas has worked in financial services for over 14 years and has a deep understanding of the industry. Ameriprise Financial Services, LLC is a leading provider of financial advice and investment products. The firm is committed to helping clients achieve their financial goals. Douglas provides clients with a variety of financial services, including asset allocation services, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/11/2018 - Present
Ameriprise Financial Services, LLC (San Antonio TX)
TX
02/03/2016 - 09/11/2018
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
01/09/2008 - 06/09/2015
CAPNET SECURITIES CORPORATION (HOUSTON TX)
TX
03/25/2009 - 11/08/2012
INSTITUTIONAL CAPITAL MANAGEMENT, INC. (HOUSTON TX)
BC
Issued 11/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/08/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/08/2008
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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