Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brooks Doggett is a financial advisor at Cetera Investment Advisers LLC. Douglas has over 9 years of experience in the financial services industry. Douglas is registered with the state of Arkansas as an investment advisor representative. Douglas is also registered with the state of Texas as a resident investment advisor representative. Douglas holds Series 6, 7, and 66 securities licenses. Douglas has experience in providing financial planning, portfolio management for individuals, and portfolio management for businesses. Douglas has a client base that includes individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Douglas was previously employed by Northwestern Mutual Investment Services, LLC, and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
01/24/2023 - Present
Cetera Investment Advisers LLC (JONESBORO AR)
AR
01/09/2014 - 04/04/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (JONESBORO AR)
BOTH
Issued 06/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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