Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brkich is a financial advisor at Oppenheimer & Co. Inc. with over 23 years of experience in the financial services industry. Douglas has been a registered representative with FINRA since 1991, and holds a number of licenses and certifications, including Series 3, 7, 9, 10, 24, 53, 63, 65, 66, 99TO, and SIE. Douglas has worked for a number of firms, including Smith Barney Inc., Citigroup Investment Services, Prudential Securities Incorporated, Chase Investment Services Corp., and Wells Fargo Clearing Services, LLC. Douglas specializes in providing financial planning services, including retirement planning, investment management, and wealth management. Douglas is also a registered investment advisor and provides advisory services to a variety of clients, including individuals, families, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/15/2013 - 05/02/2019
WELLS FARGO CLEARING SERVICES, LLC (WHITE PLAINS NY)
CT
02/15/2007 - 08/28/2007
CHASE INVESTMENT SERVICES CORP. (WESTPORT CT)
IL
02/04/1997 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/09/1995 - 01/08/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/25/1994 - 03/17/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
11/04/1993 - 05/04/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/12/1991 - 10/26/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 07/22/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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