Unclaimed
Douglas Brisco is a financial professional with over 16 years of experience in the financial services industry. Douglas is currently registered with Nylife Distributors LLC in Plano, TX. Previously, Douglas worked at The Leaders Group, Inc., Northwestern Mutual Investment Services, LLC, Riversource Distributors, Inc., MML Investors Services, LLC, Lincoln Financial Distributors, Inc., and Phoenix Equity Planning Corporation. Douglas holds the Series 63, Series 6TO, SIE, and Series 7 licenses. Douglas is registered in New York and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/19/2022 - Present
Nylife Distributors LLC (Plano TX)
CO
09/09/2019 - 06/01/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
12/13/2012 - 02/26/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
MN
11/07/2011 - 10/02/2012
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
CT
11/04/2010 - 11/04/2011
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
01/27/2005 - 02/06/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (HARTFORD CT)
CT
09/30/1998 - 09/10/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 09/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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