Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Schroeder is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Douglas has been in the financial industry since 2006. Douglas has a Series 7 and Series 66 license and is a Certified Financial Planner. Douglas specializes in financial planning, portfolio management, and investment consulting. He has experience working with individuals, families, businesses, and institutions. Douglas is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/05/2024 - Present
Wells Fargo Advisors Financial Network, LLC (SAN ANTONIO TX)
TX
09/06/2012 - 02/01/2016
CETERA INVESTMENT SERVICES LLC (LA GRANGE TX)
TX
07/01/2011 - 09/06/2012
LPL FINANCIAL LLC (VICTORIA TX)
TX
01/03/2011 - 07/01/2011
WELLS FARGO ADVISORS, LLC (CORPUS CHRISTI TX)
TX
08/04/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CORPUS CHRISTI TX)
BOTH
Issued 09/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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