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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brian Marx is a financial advisor with Ameriprise Financial Services, LLC, with over 38 years of experience in the financial industry. Douglas has been registered with the state of Iowa since 1997. His experience includes working with clients of all types, including individuals, families, businesses, and trusts. Douglas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals. Douglas currently works in the Sioux City, IA office of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
02/10/2020 - Present
Ameriprise Financial Services, LLC (Sioux City IA)
IA
02/17/2006 - 02/01/2019
WESTERN EQUITY GROUP, INC. (SIOUX CITY IA)
IA
10/25/1997 - 02/13/2006
WARNER GROUP, INC. (SIOUX CITY IA)
MN
04/10/1989 - 10/17/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
03/07/1988 - 04/24/1989
SHEARSON LEHMAN HUTTON INC.
NA
01/30/1984 - 03/07/1988
E. F. HUTTON & COMPANY INC
IA
Issued 02/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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