Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Zucker is a financial professional with over 20 years of experience in the industry. Douglas is currently registered with LPL Financial LLC in Wilmington, North Carolina. Prior to joining LPL Financial LLC, Douglas was affiliated with Woodbury Financial Services, Inc., National Securities Corporation, Prime Capital Services, Inc., UBS Financial Services Inc., Morgan Stanley DW Inc., Wachovia Securities, LLC and Goldman, Sachs & Co. Douglas holds a Series 6, 7, 63, and 66 securities licenses as well as the SIE exam. Douglas provides investment advice and financial planning services to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/18/2022 - Present
LPL Financial LLC (WILMINGTON NC)
NC
06/12/2015 - 04/25/2022
WOODBURY FINANCIAL SERVICES, INC. (WILMINGTON NC)
CT
11/22/2013 - 06/12/2015
NATIONAL SECURITIES CORPORATION (NORWALK CT)
NY
07/21/2010 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
09/17/2007 - 06/18/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
02/04/2005 - 05/17/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
07/09/2003 - 01/04/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/28/2000 - 12/02/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 10/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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