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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brant Stead is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Douglas has been a financial advisor since August 4, 1995. His firm provides a variety of advisory services, including financial planning, portfolio management for businesses and individuals, and selection of other advisors. Douglas also offers investment consulting services to institutional clients. He holds a series of licenses including Series 7, Series 10, Series 3, Series 31, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
04/20/2021 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
MD
03/15/2013 - 04/22/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Hunt Valley MD)
MD
11/27/2006 - 03/19/2013
WELLS FARGO ADVISORS, LLC (TOWSON MD)
MD
11/20/1995 - 11/30/2006
MORGAN STANLEY DW INC. (LUTHERVILLE MD)
NY
08/25/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
07/18/1994 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 01/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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