Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brant Richards is a financial advisor with LPL Financial LLC. Douglas has been in the financial services industry since 1991. Douglas is registered with FINRA and the state of South Carolina. Douglas is licensed to provide investment advice and sell securities. Douglas has a Series 7, Series 24, and Series 63 license. Douglas also holds the Series 65 and SIE licenses. Douglas has previously worked with VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL PARTNERS, INC., LINSCO/PRIVATE LEDGER CORP., JEFFERSON PILOT SECURITIES CORPORATION, LOCUST STREET SECURITIES, INC., PROEQUITIES, INC., JEFFERSON-PILOT INVESTOR SERVICES, INC., JOHN HANCOCK DISTRIBUTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, PROGRAMMED EQUITIES CORPORATION, and PLANNED INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/20/2017 - Present
LPL Financial LLC (FORT MILL SC)
TX
02/02/2009 - 12/31/2015
VOYA FINANCIAL ADVISORS, INC. (AUSTIN TX)
TX
01/21/2006 - 12/31/2006
ING FINANCIAL PARTNERS, INC. (AUSTIN TX)
SC
04/18/2005 - 12/31/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IN
02/17/2004 - 04/21/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
10/01/1997 - 10/15/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
10/07/1998 - 11/15/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
AL
04/03/1997 - 06/29/1998
PROEQUITIES, INC. (BIRMINGHAM AL)
IN
10/30/1995 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MA
07/14/1994 - 12/21/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/14/1994 - 12/21/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
05/03/1988 - 03/11/1994
PROGRAMMED EQUITIES CORPORATION
NA
11/19/1985 - 05/13/1988
PLANNED INVESTMENTS INC.
IA
Issued 03/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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