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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Callen is a financial advisor with B.b. Graham & Company, Inc., a Registered Investment Advisor firm, based in Orange, California. Douglas Callen has been a financial professional since 1998 and holds the Series 7, 63, 24, 27, 31, 53, and 4 licenses. Douglas Callen also holds the Series 65 license and is a Certified Financial Planner and Chartered Financial Consultant. Douglas Callen is registered with the Financial Industry Regulatory Authority (FINRA) and the state of California and has an active license in 48 states. Douglas Callen specializes in providing financial planning and portfolio management services to individuals and businesses. Douglas Callen also provides consulting services to investment-related industries. Douglas Callen has more than 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/16/2011 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
CA
11/04/2008 - 11/04/2010
CUNA BROKERAGE SERVICES, INC. (WESTMINSTER CA)
CA
04/05/2001 - 05/26/2009
DFC INVESTOR SERVICES (IRVINE CA)
CA
03/17/2008 - 04/04/2008
IFMG SECURITIES, INC. (IRVINE CA)
CA
08/01/2007 - 03/11/2008
IFMG SECURITIES, INC. (IRVINE CA)
CA
06/15/1998 - 09/03/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
10/22/1996 - 06/18/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/04/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/25/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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