Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Borden is an active advisor registered with FINRA and in 53 states. Douglas has over 20 years of experience in the industry, working for a number of firms including Goldman Sachs, Credit Suisse First Boston and Knight Capital. Douglas currently works for J.P. Morgan Securities LLC as a Registered Representative and Investment Advisor Representative. Douglas's primary office is located at 383 Madison Avenue, New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
05/14/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/11/2020 - 01/23/2023
HRT FINANCIAL LP (New York NY)
NY
08/21/2020 - 08/12/2022
HRT EXECUTION SERVICES LLC (NEW YORK NY)
NY
06/14/2017 - 01/16/2020
TWO SIGMA SECURITIES, LLC (NEW YORK NY)
NJ
07/02/2012 - 12/13/2016
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
01/13/2009 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
07/03/2007 - 12/31/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
04/12/2005 - 07/03/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/10/2004 - 04/11/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
03/07/2001 - 08/18/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/11/1995 - 01/01/1998
CSFP CAPITAL, INC. (NEW YORK NY)
NY
10/25/1994 - 01/01/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 07/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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