Unclaimed
Douglas Boone Giddings is a financial advisor at First Command Advisory Services, a firm with $10 billion to $50 billion in assets under management. Douglas has been a financial advisor since 2004 and has experience in financial planning and portfolio management. Douglas is registered with the state of Texas and holds the Series 6, 7, 10, 24, 52, 53, 63, and 65 licenses. Douglas is also a freelance videographer and photographer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/31/2019 - Present
First Command Advisory Services (FORT WORTH TX)
TX
10/23/2009 - 09/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
01/06/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. WORTH TX)
NJ
03/05/2003 - 07/20/2004
CITISTREET EQUITIES LLC (SOMERSET NJ)
RI
10/24/2001 - 02/21/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
GA
09/27/2000 - 12/31/2000
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2008
Series 4 - Registered Options Principal Examination
BC
Issued 09/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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